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The threshold and timelines

Redundancies proposedConsultation must start before first dismissal
Fewer than 20Individual consultation only
20-99At least 30 days
100 or moreAt least 45 days

The clock runs from the date consultation formally begins, not from the announcement.

The HR1 form

Where collective consultation applies, the employer must file the HR1 form with the Redundancy Payments Service before consultation starts. HR1 notifies the government of the proposed redundancies and includes the same information given to representatives. Failure to file is a criminal offence.

What must be consulted on

Section 188 Trade Union and Labour Relations (Consolidation) Act 1992 requires consultation on:

  1. Ways to avoid the redundancies.
  2. Ways to reduce the numbers.
  3. Ways to mitigate the consequences.

The employer must provide written information including: reasons for the proposed redundancies, numbers and descriptions of affected employees, total employees at that establishment, selection criteria, dismissal procedure, and calculation of any non-statutory pay.

Employee representatives

Where a trade union is recognised for the affected employees, consultation is with union representatives. Where no union is recognised, employees must elect representatives. Employer duties:

  • Facilitate the election.
  • Ensure the number is sufficient to represent affected employees.
  • Provide reasonable facilities (time, room, communications).
  • Consider representations made during consultation.

Genuine consultation

Consultation must be genuine, not a rubber-stamp exercise. Case law (particularly King v Eaton) requires:

  • Consultation begins when proposals are still capable of being changed.
  • Employer provides adequate information for meaningful response.
  • Employer allows adequate time for consideration.
  • Employer conscientiously considers representations.

Protective awards for breach

Failure to consult properly attracts a protective award of up to 90 days gross pay per affected employee. Awarded by the employment tribunal. Very large in mass-redundancy cases - a 500-employee failure can produce £50m+ in protective awards.

Time limit: claims must be brought within 3 months of the last dismissal.

Interaction with individual consultation

Collective and individual consultation are separate cumulative duties. Both must be completed. Individual consultation covers the impact on each specific employee (selection scores, alternative roles, personal circumstances); collective consultation covers the scheme-wide questions (avoiding redundancies, mitigating consequences).

Fair procedure alongside consultation

Collective consultation does not remove the need for a fair procedure toward each individual. Individual selection, meetings, alternative role searches and appeal all apply as normal. See redundancy consultation process.

After consultation - practical planning

Where redundancy proceeds, employees receive statutory redundancy pay (2+ years service), notice pay, accrued holiday and any enhanced sums. Use the redundancy calculator for gross figure. For household budgeting and lump-sum management guidance, the sister site PennyWise Finance covers the practical after-redundancy money questions in depth.

Useful calculators

Related guides

Authority pages

Frequently asked questions

What is collective redundancy?
A redundancy exercise where 20 or more employees are proposed to be dismissed at one establishment within a 90-day period. Attracts special consultation duties beyond individual consultation.
What are the consultation timelines?
20-99 redundancies: consultation must start at least 30 days before the first dismissal. 100+ redundancies: at least 45 days. Fewer than 20: individual consultation only, no collective duty.
What is the HR1 form?
The statutory notification the employer must file with the Redundancy Payments Service before collective consultation starts. Notifies the government of proposed redundancies. Failure to file is a criminal offence.
What is a protective award?
Up to 90 days gross pay per affected employee, awarded by the tribunal where the employer failed to consult properly. Very large in mass cases.
Do individual consultation rules still apply?
Yes. Collective and individual consultation are separate cumulative duties. Both must be completed. Individual selection, meetings, alternative roles and appeals all apply.

Sources and further reading

General information about UK employment law, not legal advice. For your situation, contact ACAS or an employment-law solicitor.